FINRA Overview

Understanding FINRA's role in regulating the securities industry and protecting investors' interests.

About FINRA

Committed to protecting investors and ensuring market integrity in the financial industry through robust regulation and oversight.

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person using MacBook pro
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man's eyeview of multi-storey building

FINRA Overview

Regulating brokerage firms for integrity in the financial industry.

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a close up of a keyboard
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a close up of a guitar
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a close up of a music mixer
a close up of a guitar
a close up of a guitar