About FINRA: Investor Protection and Integrity
FINRA is dedicated to safeguarding investors and ensuring the integrity of the securities industry through effective regulation and oversight of brokerage firms and exchange markets in the United States.
150+
15
Trusted by Investors
Regulatory Authority
Investor Protection Services
Ensuring fair practices in the securities industry for a safer investment environment.
Market Integrity Focus
Promoting transparency and trust in financial markets through effective regulation and oversight.
Regulatory Compliance Support
Guiding firms to adhere to regulations, ensuring ethical conduct and protecting investor interests.
